Due Diligence Processes SAFE Ecuador: Implementation of Assessment Tools

Building upon the knowledge product explaining the introduction of due diligence processes in the Ecuadorian cocoa value chain to meet the requirements of the EU Regulation on deforestation-free products (EUDR), this document describes the second step of the broader due diligence process: implementing diagnostic tools that assess organisational capacity, traceability systems, and risk management practices.

These tools help cooperatives understand how well they are prepared to meet EUDR requirements and where targeted support is needed.

Three main tools are introduced:

  • a diagnostic to strengthen organisational structures and internal capacities
  • an assessment of readiness for EUDR compliance, including data management and traceability
  • a framework to identify risks and define mitigation measures related to deforestation, legality, and supply chains

Together, these tools examine areas such as governance, technical assistance, documentation, financial management, environmental protection, and human rights. They also support organisations in collecting geolocation data, improving internal control systems, and preventing the mixing of compliant and non-compliant products.

The publication shows that due diligence is not only about meeting regulatory requirements, but about strengthening producer organisations overall. By improving structures, processes, and transparency, cooperatives can better support farmers, manage risks, and position themselves as reliable partners in deforestation-free supply chains.

The document serves as a hands-on guide for practitioners, development projects, and producer organisations seeking to implement concrete assessment tools and move from awareness of EUDR due diligence requirements to practical action on the ground.

To have a closer look at the toolbox the due diligence process were based on, please have a look at SAFE Ecuador’s download section. Materials there are only available in spanish.

Publication date:
02/02/2026
Author:
SAFE
Download:
Region:

Luwero, Nakaseke, Kassanda, Mubende, Bukomansimbi, Kyotera, Omoro, and Nwoya

Target group:

Smallholder farmers, traders, state and non state actors, and processors

Key activities:
  • Capacity building of smallholder coffee farmers in production practices and sustainable land use management.
  • Establishing traceability system and facilitating access to sustainable financing 
  • Facilitate inclusive business partnerships between producer organizations and supply chain actors​ 
  • Promote multi-stakeholder cooperation​ 
Commodities:
Region:

Huánuco, Ucayali, Pasco and Junín

Target group:

Public and private stakeholders, especially exporting companies, cooperatives and smallholder producers

Key activities:
  • Strengthen the supply chains to meet EUDR requirements 
  • Facilitate access to sustainable finance and knowledge exchange
  • Training of smallholders to sustainable manage their production systems 
Commodities:
Region:

Ngozi and Kayanza 

Target group:

Smallholders

Key activities:
  • Training on the use of traceability tools and support on collection of geolocation data for EUDR compliance 
  • Support the development of a national coffee sector dashboard for traceability and transparency
  • Capacity building of smallholder coffee farmers in production practices and sustainable land use management.​ 
Commodities:
Region:

Centre, South West, Littoral, South, East and West regions

Target group:

Smallholder farmers, women, youth, and indigenous peoples

Key activities:
  • Develop inclusive business partnerships with the private sector 
  • Facilitate access to finance for sustainable business models 
  • Support and train farmers in open-source traceability systems 
  • Promote multistakeholder dialogues to improve legal and regulatory provisions 
Commodities:
Region:

(Lower) Kafue Catchment Ecosystem

Target group:

Farmers and community forest management groups

Key activities:
  • Support community forest management groups in the
    sustainable management of natural resources and livelihood creation
  • Support farmers to produce soy in line with the EUDR and increase productivity, and implement transparency and traceability pilots
Commodities:
Region:

Lampung, West Kalimantan, and Central Sulawesi

Target group:

Smallholder farmers, private sector, and civil society organizations along the value chains

Key activities:
  • Empowering Smallholder Farmers and Farmer Organizations by facilitating traceability and legality, building capacity on Good Agriculture Practices (GAP), and strengthening farmer organizations, ensuring inclusive support for both men and women farmers.
  • Promoting sustainable practices and collaboration by supporting village HCV/HCS conservation efforts, testing and strengthening the National Dashboard for traceability and legality, and fostering national and regional exchanges.
Commodities:
Region:

Son La, Gia Lai ​​

Target group:

Smallholder farmers and marginalized groups

Key activities:
  • Support coffee value chain actors
  • Foster deforestation-free, sustainable, and legal supply chains
Commodities:
Region:

Yangambi Biosphere Reserve, Salonga National Park North, Salonga National Park South, Virunga National Park, Kahuzi-Biéga National Park​

Target group:

Public and private sector

Key activities:
  • Promote sustainable agricultural practices
  • Minimize forest degradation
  • Prevent deforestation
Commodities:
Region:

Provinces of Orellana and Sucumbíos

Target group:

Smallholder farmers, women, indigenous people and youth

Key activities:
  • Promoting Multi Stakeholder Dialogues
  • Improving traceabilty systems
Commodities:
Region:

Xingu territory, State of Pará

Target group:

Family farmers

Key activities:
  • Improve market access, value creation, and access to sustainable finance
  • Integrate farmers into traceability systems
Commodities:
Global activities